Through a close working relationship, we provide families and businesses with comprehensive financial services combining prudent asset management with customized financial advice, implementation and monitoring.

Cooperatively we work together to define and achieve each client's particular financial goals.

In serving our clients we will maintain extraordinary values without compromise. We shall ensure the confidentiality of our clients and provide all financial services with no conflicts of interest.

• About the Firm
  • Established 1978
  • Headquartered in Corning, New York, with branch office in Rhinebeck, New York
  • Satellite office in Rochester, New York.
  • Over 1080 clients throughout the United States and several foreign countries
  • Manage assets in excess of $750 million
• What We Do
  • John G. Ullman & Associates, Inc. provides comprehensive financial and investment management
    services to individuals, families and non-profit organizations
• Why We Are Unique
  • No conflicts of interest
  • Primarily fee based
  • No product sales
  • Customized comprehensive approach
  • Portfolio management
  • Financial planning
  • Unlimited services
  • Assured confidentiality
  • No hidden costs
• Team Ullman
  • 54 employees
  • Advanced degrees in law, accounting, business administration, finance, banking, management,
    economics and education
• Investment Philosophy
  • Based on client goals, risk tolerance, and income needs
  • Manage balanced portfolios